AVP/VP, Business Manager, Private Wealth Management (SG)

About Us:
Huatai International Financial Holdings Company Limited (“Huatai International” or “the Company”), is the only overseas wholly-owned or controlled subsidiary of Huatai Securities. Huatai International is the Huatai Group’s international arm which plays as a crucial role in the group's internationalization strategy by:
a) not only providing offshore capital market services (and a global business platform) but also provides onshore clients with valuable cross-border capital market services (aligned with the mainland China government’s policies and commercial intentions);
b) actively making use of Huatai Securities’ leading position, distribution network and customer base in mainland China;
c) integrating on a global basis across many jurisdictions and regions, a successful and fully integrated international financial platform with innovative financial services solutions.

Huatai International operates as a holding company for consolidating all of the group’s cross-border businesses and companies under one umbrella, offering a truly unified and international business platform. In recognition of such international strength, the renowned international rating agency Standard and Poor’s has assigned Huatai International a “BBB+” rating (for long term) and “A-2” (for short-term).

Responsibilities:

• Perform client onboarding, collect KYC documents from clients, and conduct periodic reviews of CDD/EDD matters

• Advice on the development and implementation of internal policies, procedures, compliance manual and core control documents that meet regulatory requirements

• Work closely with team members such as RMs, HK trading team, SG finance and compliance to develop and ensure trade flow process in Singapore is smooth

• Arrange pre-trade compliance suitability check

• Perform trade booking and provide trade support services to client in Singapore team

• Responsible for the trade reconciliation process on trades in front office and back office systems, provides resolution of trade and settlement failure if happened

• Ad hoc project work, business system requirement gathering and testing from SG perspective may be required

Requirements:

• Bachelor degree or above 

• 6 years or above experience in related field experience

• Good understanding of client onboarding and trading process, understanding of wealth management system is a plus

• A team player with self-motivated, target-oriented and hardworking

• Strong communication skills and proficient in Putonghua and English, proficiency in Cantonese is a plus

• A quick learner, able to analyze and interpret data, develop logical solutions for business need